SEC charges Cantor Fitzgerald, led by Trump's Commerce pick

SEC charges Cantor Fitzgerald, led by Trump's Commerce pick, with breaking securities laws
Cantor Fitzgerald CEO Howard Lutnick is co-chair of the transition team for Donald Trump. The SEC says his firm caused two SPACs to make false statements.
SEC charges Cantor Fitzgerald, led by Trump's Commerce Dept nominee
The U.S. Securities & Exchange Commission on Thursday charged Cantor Fitzgerald with lying to SPAC investors, and said that the Wall Street firm had agreed to pay a $6.75 million civil penalty. Why it matters: Cantor Fitzgerald is led by Howard Lutnick,
SEC fines Cantor Fitzgerald $6.75M over allegedly misleading SPAC disclosures
The investment giant caused two SPACs it controlled to make inaccurate statements to investors about merger discussions, according to the federal regulator.
Howard Lutnick's Cantor Fitzgerald settles SEC fraud claim
The firm, led by Trump's nominee for commerce secretary, neither confirmed nor denied the charges from the SEC.
Cantor Fitzgerald pays $6.75 million to settle SEC charges over misleading SPAC disclosures
Wall Street brokerage Cantor Fitzgerald has agreed to pay a $6.75-million penalty to settle Securities and Exchange Commission charges that it misled investors in blank-check companies it controlled,
Cantor Fitzgerald To Pay $6.75M Fine To SEC For Misleading Disclosures
The company's CEO, Howard Lutnick, has been nominated to serve as commerce secretary under President-elect Donald Trump
SEC Commissioner Dissents Following Charges Against Cantor Fitzgerald Regarding SPAC Disclosures
Yesterday, the Securities and Exchange Commission charged Cantor Fitzgerald, LP, and two Special Purpose Acquisition companies (SPACs) it controlled with
Cantor Fitzgerald Pays SEC $6.75M for Alleged SPAC Abuses
Since the SPAC boom went bust in 2022, Cantor Fitzgerald has remained a top player as a banker to the industry. The bank has been credited with $3.2 billion of deals, placing it ahead of bulge bracket banks such as JPMorgan Chase & Co. and Morgan Stanley, data compiled by Bloomberg show.
Howard Lutnick’s Cantor Fitzgerald to pay $6.75mn over Spac disclosures
Cantor Fitzgerald, the brokerage led by Donald Trump’s commerce secretary nominee Howard Lutnick, has been sued by the US Securities and Exchange Commission for allegedly making misleading statements to investors in the lead-up to two public offerings that raised $750mn.
Cantor Fitzgerald, led by Trump’s incoming Commerce Secretary Howard Lutnick, to pay $6.75M to settle SEC charges
Cantor Fitzgerald, the Wall Street firm headed by President-elect Donald Trump’s pick to serve as Commerce Secretary, will pay a $6.75 million civil penalty after it was accused of breaking disclosure laws by the Securities and Exchange Commission.
Cantor Fitzgerald Pays SEC $6.75 Million for Alleged SPAC Abuses
Cantor Fitzgerald LP agreed to pay $6.75 million to settle US Securities and Exchange allegations that it misled investors in two blank-check firms before their stock-market debuts.
Financial Crime Weekly: Cantor Fitzgerald Charged With Violating AntiFraud Provisions, Ex-ComTech CEO Charged With Insider Trading
Cantor Fitzgerald is charged with violating antifraud and proxy provisions. Former Comtech CEO is charged with insider ...
Compliance Week3d
SEC fines Cantor Fitzgerald $6.75M for failing to disclose pre-IPO talks
Financial services firm Cantor Fitzgerald will pay a $6.75 million fine to the Securities and Exchange Commission (SEC) ...
SEC Issues $6.75M Fine Against Financial Firm Led by Trump's Choice to Lead Commerce Dept.
The SEC said two Cantor Fitzgerald-controlled blank check companies failed to inform investors of ongoing talks with ...
Commerce Pick’s Firm Settles With SEC
Commerce Secretary pick Howard Lutnick’s firm agreed to settle with the Securities and Exchange Commission over disclosures ...